Managing Regulation, Enforcement and Compliance
Honouring and advancing the role of the professional regulator
Price
2025 pricing TBC
Location
In-person location TBC
Duration
5.5 days
Dates
2025 dates TBC
Overview
Managing Regulation, Enforcement and Compliance is a unique workshop-style program examining the distinct challenges faced by government officials and other professionals who have regulatory, enforcement, security, compliance management, or other risk management/control responsibilities.
Regulatory and compliance roles that involve the provision of societal protections or the control of harms are a type of government work quite different to delivering services. As budgets get tighter, and public expectations increase, it’s more important than ever for regulators to set effective policies and frameworks to manage risk, monitor compliance, and solve complex problems.
This workshop invites participants to take a deep dive into regulatory practice with a focus on social regulation, including the provision of health, safety and security. You’ll discuss and work through a range of cases, each chosen for its ability to illuminate and define ubiquitous dilemmas and emerging approaches.
Opportunities to reflect on and share your own experiences – and hear others’ stories – will grow your understanding of the pressures faced by regulators and how to respond.
Audience
This compliance management workshop is designed for you if you are:
- a government official who oversees, supports or runs an organisation with significant regulatory or enforcement responsibilities
- a non-profit leader
- a board member who wants to better understand the challenges of risk control and harm reduction.
Participants come from a broad range of regulatory fields, including (but not limited to):
- crime control
- tax compliance
- environment
- health
- customs and immigration
- financial regulation
- regulatory governance
- fraud and corruption control
- transportation
- occupational safety.
Learning outcomes
Managing Regulation, Enforcement and Compliance will give you a clear understanding of the core issues in regulatory practice and compliance faced by leaders with regulatory responsibilities.
Throughout this workshop, you will :
- explore elements of risk management roles, including compliance audits, regulatory investigations and regulatory reform
- define success in a regulatory or risk control environment
- develop strategies for appropriately delegating risk management tasks to industry and third parties
- look at the decisions involved when choosing regulatory frameworks and models
- discuss the types of partnerships regulators can form with diverse stakeholder groups without compromising their regulatory missions
- build the confidence to focus your agency on specific harm-reduction objectives even when the harms don’t align with your organisational structure
- connect with other high performing leaders.
Key People
You’ll learn from program director Professor Malcolm K. Sparrow from the Harvard Kennedy School. Professor Sparrow is an international expert in regulatory and enforcement actions, security and risk control and former British Police Officer. “In this course, I hope to honour the importance of the role that regulatory practitioners play, and to recognise the complexity of the choices they face as they design their regulatory operations and carry out their public duties,” says Professor Sparrow.
Format
Managing Regulation Enforcement and Compliance is delivered face-to-face over five days.
Teaching includes:
- plenary
- small group discussions
- special guest presentations.
Date, time, location
2025 dates TBC
Fee
2025 dates TBC
ANZSOG Alumni receive a 15% discount.
Every person who completes the Executive Master of Public Administration, Executive Fellows Program, Deputies Leadership Program, Towards Strategic Leadership or an international program becomes part of our alumni. Only one discount is redeemable for each registration.
More information
To find out more about this regulatory program, email us at engage@anzsog.edu.au (please include the program name as the subject line).